RIACompliance workbench
Be ready before the examiner asks.
Free tools that turn the adviser rules into dates, documents and a gap list. Each result links to the exact rule text it came from.
Example: Dec 31 fiscal year end
Four tools, no sign-up
Form ADV calendar
Enter your fiscal year end. Get the 90-day filing date, the 120-day brochure delivery date, a prep checklist and a calendar file.
Open tool → 02Reg S-P plan builder
Answer a short questionnaire. Get a draft incident response plan with the 30-day notice clock, notice checklist and vendor register.
Open tool → 03Marketing Rule scan
Enter your firm's website. We read up to 8 pages and flag testimonials, ratings, performance claims and guarantee wording to review, with the rule paragraph for each.
Open tool → 04Exam readiness check
Twenty questions across eight areas of the adviser rules. Get a score, your biggest gaps and what to fix first.
Open tool →How we keep it honest
Rules, not summaries
We read 17 CFR Parts 248 and 275 on eCFR and the SEC adopting release for the Reg S-P amendments. Every rule on a tool shows its citation, a link and the date we read it. Anything we could not confirm is labeled an assumption.
Private by design
The calendar, plan builder and exam check run in your browser. The scan reads your public web pages and keeps nothing: not the address, not the text. No cookies and no ad trackers.
Get early access to the compliance workspace
We are building one workspace for your deadlines, plans and exam evidence. Join the list and we will email you when it opens.